12 CFR 208.62 - Suspicious activity reports

Cite as12 CFR 208.62
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68 practice notes
  • Response programs for unauthorized access to customer information and customer notice; interagency guidance,
    • United States
    • Federal Register March 29, 2005
    • March 29, 2005
    ...elements of a financial institution's response program, including customer notification procedures. \2\ 12 CFR part 30, app. B (OCC); 12 CFR part 208, app. D-2, and part 225, app. F (Board); 12 CFR part 364, app. B (FDIC); and 12 CFR part 570, app. B (OTS). In this Guidance, citations to th......
  • Transfer and Redesignation of Certain Regulations Involving State Savings Associations:
    • United States
    • Federal Register August 05, 2011
    • August 5, 2011
    ...\1\ The agencies have adopted a uniform rule on real estate lending. See 12 CFR part 365 and Sec. Sec. 390.264-390.265 (FDIC); 12 CFR part 208, subpart C (FRB); and 12 CFR part 34, subpart Each institution's policies must be comprehensive, and consistent with safe and sound lending practice......
  • Transferred OTS Regulations Regarding Safety and Soundness Guidelines and Compliance Procedures and Amendments
    • United States
    • Federal Register January 30, 2015
    • January 30, 2015
    ...Thrift Supervision (OTS). Pursuant to 12 U.S.C. 5412, the OTS is no longer a party to this Guidance. \2\ 12 CFR part 30, app. B (OCC); 12 CFR part 208, app. D-2 and part 225, app. F (Board); and 12 CFR part 364, app. B (FDIC). The ``Interagency Guidelines Establishing Information Security S......
  • Federal Reserve System,
    • United States
    • Federal Register October 26, 2001
    • October 26, 2001
    ...branch or subsidiary thereof, shall file a suspicious-activity report in accordance with the provisions of Sec. 208.62 of Regulation H (12 CFR 208.62). Sec. 211.6 Permissible activities of Edge and agreement corporations in the United (a) Activities incidental to international or foreign bu......
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17 cases
  • Nevin v. Citibank, N.A., No. 00 CIV. 0029(CM).
    • United States
    • United States District Courts. 2nd Circuit. United States District Courts. 2nd Circuit. Southern District of New York
    • July 28, 2000
    ...or known criminal violations and suspicious activities to law enforcement and financial institution supervisory authorities." 12 C.F.R. § 208.62(k)(1997)(emphasis added). See also 12 C.F.R. § 563.18(d)(31)(1997)(applying same language to thrift institutions' reports of suspicious Here, to t......
  • Marino v. Gulf Coast Bank & Trust Co., No. 15–CA–307.
    • United States
    • Court of Appeal of Louisiana (US)
    • December 23, 2015
    ...to disclose certain information in accordance to any federal statute or rule. The provisions of 31 U.S.C. § 5318(g) and 12 C.F.R. §§ 21.11, 208.62, 353.3, and 31 C.F.R. § 1020.320 require financial institutions to report suspicious activity associated with known or suspected violations of l......
  • Grad v. Associated Bank, Appeal No. 2010AP1461
    • United States
    • Court of Appeals of Wisconsin
    • June 7, 2011
    ...Any suspicious activity conducted "to, from, or through" the account must be reported to federal authorities. Id.; see also 12 C.F.R. § 208.62 (2011); 31 C.F.R. § 1020.320. ¶39 Grad alleges Associated Bank's program to ferret out suspicious activity was woefully inadequate. The program alle......
  • Wuliger v. Office of Comptroller of Currency, No. 3:05 CV 108.
    • United States
    • U.S. District Court — Northern District of Ohio
    • October 14, 2005
    ...Each of the respective banking agencies then promulgated regulations to comply with the BSA and SARs reporting requirement. See, 12 C.F.R. § 208.62 (Federal Reserve Board); 12 C.F.R. § 12.11(OCC); and 12 C.F.R. § 563.180 (Office of Thrift The BSA prohibits notification of a suspicious trans......
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5 firm's commentaries
  • Is Money Being Laundered Through Your Financial Institution Using Daily Fantasy Sports Sites?
    • United States
    • JD Supra United States
    • November 2, 2015
    ...31 U.S.C. §§ 5312(a)(2), 5318(g) and its implementing regulation, 31 C.F.R. Ch. X; 12 C.F.R. §§ 21.11, 163.180, 208.62, 353.3, [10] http://www.fincen.gov/forms/files/FinCEN%20SAR%20ElectronicFilingInstructions-%20Stand%20Alone%20doc.pdf. [11]...
  • FinCEN Issues Guidance On FATF’s Designation Of Jurisdictions With AML/CFT Deficiencies
    • United States
    • Mondaq United States
    • September 30, 2013
    ...§ 21.11 (governing SAR reporting by national banks); 12 C.F.R. § 163.180 (governing SAR reporting by federal savings associations); 12 C.F.R. § 208.62 (governing SAR reporting by state member banks); 12 C.F.R. § 353 (governing SAR reporting by state nonmember banks and savings banks); 12 C.......
  • New York State Department of Financial Services Proposes New Cybersecurity Regulations
    • United States
    • LexBlog United States
    • October 13, 2016
    ...and a CLE presentation on the Role of Lawyers Before, During and After a Cyber Event (Nov. 5, 2015).[6] See 12 CFR 30, appendix B (OCC); 12 CFR 208, appendix D-2 and 225, appendix F (FRB); 12 CFR 364, appendix B (FDIC); and 12 CFR 748, appendix A (NCUA).[7] The FFIEC is composed of the prin......
  • FinCEN Proposes New Rule Requiring Identification of Beneficial Owners
    • United States
    • JD Supra United States
    • September 10, 2014
    ...for Small Firms (Jan. 2010); and National Association of Securities Dealers, Notice to Members 02-21 (Apr. 2002). 5 See, e.g., 12 C.F.R. §§ 208.62, 211.5(k), 211.24(f), 225.4(f), and 353.3 (2013); and 31 C.F.R. § 1023.320 (2013). 6 31 C.F.R. § 1010.620(b)(1) (2013). 7 31 C.F.R. § 1010.610(b......
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45 provisions
  • Removal of Transferred OTS Regulations Regarding Safety and Soundness Guidelines and Compliance Procedures; Rules on Safety and Soundness
    • United States
    • Federal Register October 28, 2015
    • October 28, 2015
    ...Thrift Supervision (OTS). Pursuant to 12 U.S.C. 5412, the OTS is no longer a party to this Guidance. \2\ 12 CFR part 30, app. B (OCC); 12 CFR part 208, app. D-2 and part 225, app. F (Board); and 12 CFR part 364, app. B (FDIC). The ``Interagency Guidelines Establishing Information Security S......
  • Federal Reserve System,
    • United States
    • Federal Register October 26, 2001
    • October 26, 2001
    ...branch or subsidiary thereof, shall file a suspicious-activity report in accordance with the provisions of Sec. 208.62 of Regulation H (12 CFR 208.62). Sec. 211.6 Permissible activities of Edge and agreement corporations in the United (a) Activities incidental to international or foreign bu......
  • Federal Reserve System,
    • United States
    • Federal Register October 26, 2001
    • October 26, 2001
    ...branch or subsidiary thereof, shall file a suspicious-activity report in accordance with the provisions of Sec. 208.62 of Regulation H (12 CFR 208.62). Sec. 211.6 Permissible activities of Edge and agreement corporations in the United (a) Activities incidental to international or foreign bu......
  • Transfer and Redesignation of Certain Regulations Involving State Savings Associations:
    • United States
    • Federal Register August 05, 2011
    • August 5, 2011
    ...\1\ The agencies have adopted a uniform rule on real estate lending. See 12 CFR part 365 and Sec. Sec. 390.264-390.265 (FDIC); 12 CFR part 208, subpart C (FRB); and 12 CFR part 34, subpart Each institution's policies must be comprehensive, and consistent with safe and sound lending practice......
  • Request a trial to view additional results

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