12 CFR 9.6 - Review of fiduciary accounts

Cite as12 CFR 9.6
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7 practice notes
  • Safety and soundness standards: Residential mortgage lending practices; guidelines,
    • United States
    • Federal Register February 07, 2005
    • February 7, 2005
    ...address the need for national banks to perform due diligence and exercise appropriate control with regard to trustee activities. See 12 CFR 9.6 (a) and Comptroller's Handbook on Asset Management. For example, national banks should exercise appropriate diligence to minimize potential reputat......
  • OCC Guidelines Establishing Heightened Standards for Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches; Integration of Regulations
    • United States
    • Federal Register September 11, 2014
    • September 11, 2014
    ...banks and Federal savings associations to perform due diligence and exercise appropriate control with regard to trustee activities. See 12 CFR 9.6 (a), in the case of national banks, and 12 CFR 150.200, in the case of Federal savings associations, and the Comptroller's Handbook on Asset Man......
  • Blaney v. Florida National Bank at Orlando, No. 22229.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • March 7, 1966
    ...Comptroller of the Currency. 12 U.S.C. § 92a. Subsequently the Comptroller promulgated Regulation 9, which superseded Regulation F, see 12 C.F.R. Part 9, and which contains a regulation exactly corresponding to 12 C.F.R. § 206.6(f), i. e., 12 C.F.R. § 9.6(f) (1963 ed.), and footnote 2 there......
  • Short-Term Investment Funds
    • United States
    • Federal Register April 09, 2012
    • April 9, 2012
    ...for a CIF. --------------------------------------------------------------------------- \12\ 12 CFR 9.2(b). \13\ 12 CFR 9.5. \14\ 12 CFR 9.6(c). --------------------------------------------------------------------------- Banks administering a STIF would need to revise the written plan requir......
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1 cases
  • Blaney v. Florida National Bank at Orlando, No. 22229.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • March 7, 1966
    ...Comptroller of the Currency. 12 U.S.C. § 92a. Subsequently the Comptroller promulgated Regulation 9, which superseded Regulation F, see 12 C.F.R. Part 9, and which contains a regulation exactly corresponding to 12 C.F.R. § 206.6(f), i. e., 12 C.F.R. § 9.6(f) (1963 ed.), and footnote 2 there......
1 firm's commentaries
1 books & journal articles
  • The Prudent Investor Rule and Market Risk: An Empirical Analysis
    • United States
    • Journal of Empirical Legal Studies Nbr. 14-1, March 2017
    • March 1, 2017
    ...discretion, ... [to] conduct a prompt review of all assets of the account to evaluate whether they areappropriate for the account” (12 C.F.R. § 9.6[b]).12Several states that had adopted such a statute prior to the UPIA later replaced those statutes with the UPIA.136 Schanzenbach and duty of......

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