Required delivery of pool Disclosure Document

CurrencyCurrent through May 31, 2023
Citation 17 C.F.R. §4.21
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1 cases
  • Commodity Futures Trading Comm'n v. Oasis Int'l Grp.
    • United States
    • U.S. District Court — Middle District of Florida
    • 15 Diciembre 2023
    ...of 17 C.F.R. § 4.20(b)-(c). 6. Defendants OIG, OM, and SHC Failed To Provide Pool Disclosures in Violation of Regulation 4.21, 17 C.F.R. § 4.21 (2022). 118. Regulation 5.4, 17 C.F.R. § 5.4 (2022), states 17 C.F.R. pt. 4 applies to any person required to register as a CPO under 17 C.F.R. pt.......

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