37 CFR 1.28 - Refunds when small entity status is later established; how errors in small entity status are excused

Cite as37 CFR 1.28
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24 practice notes
  • Patent cases: Patent business goals; implementation,
    • United States
    • Federal Register October 05, 1998
    • October 5, 1998
    ...within two months of the payment of the full (non-small entity) fee and is supported by the required small entity statement. See 37 CFR 1.28(a)(1). The two-month refund window is not The rigid requirements of 37 CFR 1.27 and 1.28 have led to a substantial number of problems. Applicants, par......
  • Changes To Implement Micro Entity Status for Paying Patent Fees
    • United States
    • Federal Register December 19, 2012
    • December 19, 2012
    ...----------------------------------------------------------------------- DEPARTMENT OF COMMERCE Patent and Trademark Office 37 CFR Part 1 Docket No.: PTO-P-2011-0016 RIN 0651-AC78 Changes To Implement Micro Entity Status for Paying Patent Fees AGENCY: United States Patent and Trademark Offic......
  • Changes to Implement Micro Entity Status for Paying Patent Fees
    • United States
    • Federal Register May 30, 2012
    • May 30, 2012
    ...----------------------------------------------------------------------- DEPARTMENT OF COMMERCE United States Patent and Trademark Office 37 CFR Part 1 Docket No.: PTO-P-2011-0016 RIN 0651-AC78 Changes to Implement Micro Entity Status for Paying Patent Fees AGENCY: United States Patent and T......
  • Ulead Systems v. Lex Computer & Management Corp., No. CV 98-5880 DT (CTx).
    • United States
    • United States District Courts. 9th Circuit. United States District Courts. 9th Circuit. Central District of California
    • May 29, 2001
    ...no reported decision had specifically found inequitable conduct under these circumstances in no way diminishes the clear language of 37 C.F.R. § 1.28(d) ("If small entity status is claimed fraudulently or with intent to deceive, that is treated by the PTO as a fraud practiced or attempted f......
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14 cases
  • Ulead Systems v. Lex Computer & Management Corp., No. CV 98-5880 DT (CTx).
    • United States
    • United States District Courts. 9th Circuit. United States District Courts. 9th Circuit. Central District of California
    • May 29, 2001
    ...no reported decision had specifically found inequitable conduct under these circumstances in no way diminishes the clear language of 37 C.F.R. § 1.28(d) ("If small entity status is claimed fraudulently or with intent to deceive, that is treated by the PTO as a fraud practiced or attempted f......
  • Nilssen v. Osram Syslvania, Inc., No. 01 C 3585.
    • United States
    • United States District Courts. 7th Circuit. United States District Court (Northern District of Illinois)
    • July 5, 2006
    ...entity payment if the status as a small entity is established in good faith and the fees as a small entity are paid in good faith. See 37 C.F.R. § 1.28(c). While the PTO is not required to make an inquiry into whether the patentee has established good faith as a condition of accepting a lat......
  • Ulead Systems v. Lex Computer & Management, No. 01-1320.
    • United States
    • United States Courts of Appeals. United States Court of Appeals for the Federal Circuit
    • December 9, 2003
    ...material fact remains as to Lex's intent to deceive. We also hold that the erroneous payment of small entity fees may be excused under 37 C.F.R. § 1.28(c), so long as the patentee is not guilty of inequitable conduct relating to its inaccurate assertion of small entity status. Consequently,......
  • Turbocare Div. Of Demag Delaval v. General Elec., No. Civ.A. 95-30069-MAP.
    • United States
    • United States District Courts. 1st Circuit. United States District Courts. 1st Circuit. District of Massachusetts
    • March 31, 1999
    ...be paid in that application or patent without regard to a change in status until the issue fee is due or any maintenance fee is due." 37 C.F.R. § 1.28(b). Defendant avers that Brandon was not entitled to pay the small entity fee when the patent issued in 1991. Rather, Defendant argues, it w......
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