31 CFR 1020.410 - Records to be made and retained by banks

Cite as31 CFR 1020.410
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23 practice notes
  • Introduction to the Unified Agenda of Federal Regulatory and Deregulatory Actions
    • United States
    • Federal Register February 13, 2012
    • February 13, 2012
    ...of information collections associated with the following existing requirements: Additional records to be made and retained by banks (31 CFR 1020.410 and 1010.430); records to be made and retained by financial institutions (31 CFR 1010.410 and 1010.430); purchases of bank checks and drafts, ......
  • Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers
    • United States
    • Federal Register September 01, 2015
    • September 1, 2015
    ...CFR 1031.430 (cross referencing 31 CFR 1010.430). --------------------------------------------------------------------------- \43\ See 31 CFR 1020.410(a) and 1010.410(f). Financial institutions are also required to retain records for five years. See 31 CFR The Recordkeeping and Travel Rules......
  • FINANCIAL INSTITUTIONS FRAUD
    • United States
    • American Criminal Law Review Nbr. 58-3, July 2021
    • July 1, 2021
    ...compliance, (iii) designate individuals re-sponsible for coordinating and monitoring ongoing compliance, and (iv) provide 245. 31 C.F.R. § 1020.410(a) (requiring banks to maintain records of funds transfers of $3,000 or more); id. § 1010.410(e) (requiring non-bank f‌inancial institutions to......
  • Amendments to the Definition of Broker or Dealer in Securities
    • United States
    • Federal Register April 04, 2016
    • April 4, 2016
    ...to other banks or nonbank financial institutions.\36\ --------------------------------------------------------------------------- \35\ 31 CFR 1020.410(a) (recordkeeping requirements for banks); 31 CFR 1010.410(e) (recordkeeping requirements for nonbank financial institutions). The Board rev......
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1 cases
  • Arrowood Indem. Co. v. Fasching, A167409
    • United States
    • Court of Appeals of Oregon
    • June 17, 2020
    ...Bank and Citibank each had a duty to accurately record the loan and payment information in the regular course of their businesses. See 31 CFR § 1020.410 (requiring accurate recordkeeping practices for banks); ORS 165.080 (prohibiting falsifying business records by making a false entry, dele......
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