Pricing of redeemable securities for distribution, redemption and repurchase
| Currency | Current through May 31, 2023 |
| Citation | 17 C.F.R. §270.22c-1 |
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Sec. & Exch. Comm'n v. Pentagon Capital Mgmt. PLC, 08 Civ. 3324
- United States
- U.S. District Court — Southern District of New York
- February 14, 2012
...Tr. 94-99.)E. Market Regulation On October 16, 1968, the SEC announced the adoption of Rule 22c-1 under the Investment Company Act, 17 C.F.R. § 270.22c-1. Rule 22c-1 provides that "[n]o registered investment company issuing any redeemable security . . . shall sell, redeem, or repurchase any......