17 CFR 230.402 - Number of copies; binding; signatures

Cite as17 CFR 230.402
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9 practice notes
  • Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments
    • United States
    • Federal Register March 14, 2016
    • March 14, 2016
    ...and, upon request, a copy must be provided to the OCC. --------------------------------------------------------------------------- \84\ 17 CFR 230.402. \85\ Current Sec. Sec. 16.17(d) and 197.1 provide the date on which papers are actually received by the OCC shall be the date of filing, if......
  • Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
    • United States
    • Federal Register April 20, 2015
    • April 20, 2015
    ...\478\ See Instructions 2 and 3 to Signatures in proposed Form 1- A; cf. Rule 402(e), 17 CFR 230.402(e). \479\ \480\ See 17 CFR 230.252(f) (2014) and Instruction 1 to Signatures of Form 1-A (2014). \481\ 17 CFR 239.42. \482\ See Rel. No. 33-6902 (June 21, 1991) 56 FR 30036 (adopting the mult......
  • Securities and Exchange Commission,
    • United States
    • Federal Register May 24, 2002
    • May 24, 2002
    ...you must file the number of copies of the registration statement and of each amendment required by Securities Act Rules 402 and 472 (17 CFR 230.402 and 230.472), except that you need only file three additional copies instead of the ten referred to in Rule 402(b) (17 CFR 230.402(b)). You may......
  • Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act
    • United States
    • Federal Register January 23, 2014
    • January 23, 2014
    ...apply to any Form 1-A non-publicly submitted to the Commission. \311\ See Instruction 2 to Signatures in Form 1-A; cf. Rule 402(e), 17 CFR 230.402(e). \312\ Additionally, if the issuer filing a Form 1-A under current Regulation A is a Canadian issuer, its authorized representative in the Un......
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