Notice to the Commission Pursuant to Section 10A of the Act

CurrencyCurrent through May 31, 2023
Citation 17 C.F.R. §240.10a-1
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1 cases
  • Tech-Sonic, Inc. v. Sonics & Materials, Inc., 3:12-cv-01376 (MPS)
    • United States
    • U.S. District Court — District of Connecticut
    • 20 juillet 2016
    ...and (2) claims under § 10(a) of the Securities Exchange Act of 1934 ("1934 Act"), 15 U.S.C. § 78j(a) (1994), and Rule 10a-1, 17 C.F.R. § 240.10a-1 (1996), promulgated thereunder." Advanced Magnetics, Inc., 106 F.3d at 13. The district court in Advanced Magnetics dismissed the first set of c......

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