17 CFR 230.135c - Notice of certain proposed unregistered offerings
| Cite as | 17 CFR 230.135c |
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15 practice notes
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Part II
...and research [[Page 26687]] reports relying on one of our safe harbors discussed below.\202\ \200\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \201\ 17 CFR \202\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Und......
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Securities:
Asset-backed securities; registration, disclosure, and reporting requirements,
...Act Rule 424 and research reports relying on one of our safe harbors discussed below.\408\ \406\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \407\ 17 CFR \408\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Under......
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Part II
...Act Rule 424 and research reports relying on one of our safe harbors discussed below.\408\ \406\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \407\ 17 CFR \408\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Under......
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Securities:
Asset-backed securities; registration, disclosure, and reporting requirements,
...and research [[Page 26687]] reports relying on one of our safe harbors discussed below.\202\ \200\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \201\ 17 CFR \202\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Und......
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1 firm's commentaries
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On point. – General Solicitation and General Advertising
...or investment-related experience, reasonably selected in good faith, and disclosed in the public communications about the event.4539 17 C.F.R. § 230.135c(a)-(c). 40Id.41 SEC Release No. 33-10884(B)(1). 42Id. 43Id. 44Id. 45Id. 7 Do Testing-the-Waters Communications for Exempt Offerings Const......