17 CFR 230.135c - Notice of certain proposed unregistered offerings

Cite as17 CFR 230.135c
    • This document is available in original version only for vLex customers

      View this document and try vLex for 7 days
    • TRY VLEX
15 practice notes
  • Part II
    • United States
    • Federal Register May 13, 2004
    • May 13, 2004
    ...and research [[Page 26687]] reports relying on one of our safe harbors discussed below.\202\ \200\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \201\ 17 CFR \202\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Und......
  • Securities: Asset-backed securities; registration, disclosure, and reporting requirements,
    • United States
    • Federal Register January 07, 2005
    • January 7, 2005
    ...Act Rule 424 and research reports relying on one of our safe harbors discussed below.\408\ \406\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \407\ 17 CFR \408\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Under......
  • Part II
    • United States
    • Federal Register January 07, 2005
    • January 7, 2005
    ...Act Rule 424 and research reports relying on one of our safe harbors discussed below.\408\ \406\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \407\ 17 CFR \408\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Under......
  • Securities: Asset-backed securities; registration, disclosure, and reporting requirements,
    • United States
    • Federal Register May 13, 2004
    • May 13, 2004
    ...and research [[Page 26687]] reports relying on one of our safe harbors discussed below.\202\ \200\ 17 CFR 230.134; 17 CFR 230.135; and 17 CFR 230.135c. \201\ 17 CFR \202\ Similar clarifying provisions exist in our existing communications exemptions for business combination transactions. Und......
  • Request a trial to view additional results
1 firm's commentaries
  • On point. – General Solicitation and General Advertising
    • United States
    • JD Supra United States
    • June 7, 2021
    ...or investment-related experience, reasonably selected in good faith, and disclosed in the public communications about the event.4539 17 C.F.R. § 230.135c(a)-(c). 40Id.41 SEC Release No. 33-10884(B)(1). 42Id. 43Id. 44Id. 45Id. 7 Do Testing-the-Waters Communications for Exempt Offerings Const......

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT