17 CFR 230.462 - Immediate effectiveness of certain registration statements and post-effective amendments

Cite as17 CFR 230.462
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24 practice notes
  • Securities and Exchange Commission,
    • United States
    • Federal Register May 24, 2002
    • May 24, 2002
    ...Regulation S-T Rule 13(a)(2) [17 CFR 232.13(a)(2)]. The one exception pertains to filings made pursuant to Securities Act Rule 462(b) [17 CFR 230.462(b)], which automatically become effective upon filing. If made between 5:30 p.m. and 10 p.m., these Rule 462(b) filings are deemed filedon th......
  • Part II
    • United States
    • Federal Register May 13, 2004
    • May 13, 2004
    ...such conditions or qualifications must be filed, either as an exhibit to the registration statement (See Securities Act Rule 462(d) (17 CFR 230.462(d)) which provides for immediate effectiveness of a post-effective amendment filed solely to add exhibits), or under cover of Form 8-K and inco......
  • Part II
    • United States
    • Federal Register August 03, 2005
    • August 3, 2005
    ...230.413; 17 CFR 230.415; 17 CFR 230.418; 17 CFR 230.424; 17 CFR 230.426; 17 CFR 230.430A; 17 CFR 230.439; 17 CFR 230.456; 17 CFR 230.457; 17 CFR 230.462; 17 CFR 230.473; 17 CFR 230.497; and 17 CFR \7\ 17 CFR 230.434. \8\ 15 U.S.C. 77a et seq. \9\ 17 CFR 239.11; 17 CFR 239.13; 17 CFR 239.25;......
  • Securities: Asset-backed securities; registration, disclosure, and reporting requirements,
    • United States
    • Federal Register January 07, 2005
    • January 7, 2005
    ...such conditions or qualifications must be filed, either as an exhibit to the registration statement (See Securities Act Rule 462(d) (17 CFR 230.462(d) which provides for immediate effectiveness of a post- effective amendment filed solely to add exhibits), or under cover of Form 8-K and inco......
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1 cases
  • S.E.C. v. Cavanagh, Nos. 2629
    • United States
    • United States Courts of Appeals. United States Court of Appeals (2nd Circuit)
    • September 2, 1998
    ...it registers offerings--or more precisely, perhaps, securities with respect to specified offerings"). 14 15 U.S.C. § 77d (1997). 15 17 C.F.R. § 230.462(b)(1) (1998) (emphasis 16 17 C.F.R. § 230.415. 17 Fed. Sec. L. Rep. (CCH) p 7198, Instruction C.1 & note 2. 18 See, e.g., United States v. ......
1 firm's commentaries
  • IM Regulatory Review * Mutual Funds * Hedge Funds * Investment Advisers - January 2010
    • United States
    • JD Supra United States
    • January 1, 2010
    ...under the Investment Company Act of 1940. All filings submitted to the SEC before 5:30 p.m., ET, and filings pursuant to Rule 462(b) (17 C.F.R. 230.462(b)) submitted to the SEC before 10 p.m., ET, on December 18, 2009, will be subject to the current fee rate of $55.80 per million dollars. R......

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