12 CFR 16.15 - Form and content

Cite as12 CFR 16.15
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4 practice notes
  • Employment Contracts, Mutual to Stock Conversions, Technical Amendments
    • United States
    • The Comptroller Of The Currency Office,Treasury Department
    • Invalid date
    ...cross-reference to repealed part 197 with a more specific cross-reference to the applicable SEC registration statement form required under 12 CFR 16.15. Additionally, the OCC is clarifying that a Federal savings association must file its offering circular with the appropriate OCC Licensing ......
  • Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments
    • United States
    • Federal Register March 14, 2016
    • March 14, 2016
    ...C.f. SEC Regulation S-X, Rule 3-02 (17 CFR 210.3-02) (requiring three years of audited financial statements). We note that under 12 CFR 16.15(e), the OCC does not generally require audited financial statements in securities offering documents for national banks in organization. An emerging ......
  • Employment Contracts, Mutual to Stock Conversions
    • United States
    • The Comptroller Of The Currency Office
    • Invalid date
    ...cross-reference to repealed part 197 with a more specific cross-reference to the applicable SEC registration statement form required under 12 CFR 16.15. Additionally, the OCC proposed to clarify that a Federal savings association must file its offering circular with the appropriate OCC lice......
  • Securities Offering Disclosure Rules
    • United States
    • Federal Register March 06, 2008
    • March 6, 2008
    ...Online via GPO Access [wais.access.gpo.gov] DOCID:fr06mr08-2 DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 16 Docket ID OCC-2008-0003 RIN 1557-AD04 Securities Offering Disclosure Rules AGENCY: Office of the Comptroller of the Currency, Treasury. ACTION: Fi......

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