17 CFR 279.2 - Form ADV-W, notice of withdrawal from registration as investment adviser

Cite as17 CFR 279.2
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19 practice notes
  • Registration of Municipal Advisors
    • United States
    • Federal Register November 12, 2013
    • November 12, 2013
    ...--------------------------------------------------------------------------- \1252\ See Proposal, 76 FR 857. \1253\ See id. \1254\ See 17 CFR 279.2. See also Proposal, 76 FR As discussed below, Rule 15Ba1-8(c), as adopted, requires a municipal advisor withdrawing from registration to preserv......
  • Part III
    • United States
    • Federal Register July 28, 2004
    • July 28, 2004
    ...Commission of advisers who are no longer operating as registered advisers. This collection of information is found at 17 CFR 275.203-2 and 17 CFR 279.2. The currently approved collection of information in Form ADV-W is 500 hours. We estimate that 975 hedge fund advisers that would be new re......
  • Investment advisers: Hedge fund advisers; registration,
    • United States
    • Federal Register July 28, 2004
    • July 28, 2004
    ...Commission of advisers who are no longer operating as registered advisers. This collection of information is found at 17 CFR 275.203-2 and 17 CFR 279.2. The currently approved collection of information in Form ADV-W is 500 hours. We estimate that 975 hedge fund advisers that would be new re......
  • Part IV
    • United States
    • Federal Register December 10, 2004
    • December 10, 2004
    ...Commission of advisers who are no longer operating as registered advisers. This collection of information is found at 17 CFR 275.203-2 and 17 CFR 279.2. The currently approved collection of information in Form ADV-W is 500 hours. We estimate that the 975 hedge fund advisers that will be new......
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1 firm's commentaries
  • SEC Implements Advisers Act Provisions of Dodd-Frank Act
    • United States
    • JD Supra United States
    • February 3, 2011
    ...it no longer has $25 million of assets under management (or is not otherwise eligible for SEC registration), it must fi le Form ADV-W (17 C.F.R. 279.2) to withdraw its SEC registration within 180 days of its fi scal year end (unless it then has at least $25 million of assets under managemen......

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