False or misleading statements

CurrencyCurrent through May 31, 2023
Citation 17 C.F.R. §240.14a-9
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3 cases
  • Enzo Biochem, Inc. v. Harbert Discovery Fund, LP
    • United States
    • U.S. District Court — Southern District of New York
    • 9 Diciembre 2021
    ...(MKV) (S.D.N.Y.). [6] The relevant statutory and regulatory provisions are found, respectively, at 15 U.S.C. § 78n (Section 14(a)); 17 C.F.R. § 240.14a-9 (Rule 14a-9); 15 U.S.C. § 78t (Section 20(a)). [7] Enzo also moves to dismiss the Counterclaims pursuant to Federal Rule of Civil Procedu......
  • Stein v. Twitter, Inc.
    • United States
    • U.S. District Court — Southern District of New York
    • 26 Octubre 2023
    ...for violations of Sections 14(a) and 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78n(a), 78t(a), and SEC Rule 14a-9, 17 C.F.R. 240.14a-9 and 17 C.F.R. 244.100. This action was filed on June 28, 2022. (ECF No. 1.) The docket reflects that Stein has not served the defendants wi......
  • Stein v. 1-800-Flowers.com, Inc.
    • United States
    • U.S. District Court — Eastern District of New York
    • 7 Marzo 2019

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