17 CFR 275.203a-2 - Exemptions from prohibition on Commission registration
| Cite as | 17 CFR 275.203a-2 |
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41 practice notes
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Part III
...that hedge fund advisers be registered with the Commission. These advisers will apply for registration pursuant to our rule 203A-2(d) [17 CFR 275.203A-2(d)], which permits an adviser with less than $25 million of assets under management to register with us if the adviser has a reasonable ex......
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Investment advisers:
Hedge fund advisers; registration,
...that hedge fund advisers be registered with the Commission. These advisers will apply for registration pursuant to our rule 203A-2(d) [17 CFR 275.203A-2(d)], which permits an adviser with less than $25 million of assets under management to register with us if the adviser has a reasonable ex......
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Part IV
...hedge fund advisers be registered with the Commission. These advisers will apply for registration pursuant to our rule 203A-2(d) [17 CFR 275.203A-2(d)], which permits an adviser with less than $25 million of assets under management to register with us if the adviser has a reasonable expecta......
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Investment advisors:
Hedge fund advisors; registration,
...hedge fund advisers be registered with the Commission. These advisers will apply for registration pursuant to our rule 203A-2(d) [17 CFR 275.203A-2(d)], which permits an adviser with less than $25 million of assets under management to register with us if the adviser has a reasonable expecta......
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1 cases
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Sec. & Exch. Comm'n v. Juno Mother Earth Asset Mgmt., LLC, 11 Civ. 1778 (TPG)
...with the SEC by filing a Form ADV, but it must withdraw its registration if it fails to meet the AUM requirement within 120 days. See 17 C.F.R. § 275.203A-2. Section 207 of the Advisers Act forbids any person from making untrue statements of material fact in any registration with the SEC. S......