Exemption for subsidiaries organized to finance the operations of domestic or foreign companies
| Currency | Current through May 31, 2023 |
| Citation | 17 C.F.R. §270.3a-5 |
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1 books & journal articles
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Traps for the Unwary: What Every Operating Company Should Know to Avoid Regulation Under the Investment Company Act
...(Jan. 17, 2012). See generally Exemption for Subsidiaries Organized to Finance the Op- erations of Domestic or Foreign Companies, 17 C.F.R. § 270.3a-5 (2024) (Rule 3a-5 under the vestment Company Act). 88. See Rule 3a-8 Adopting Release, supra note 46, at 37049 (June 20, 2003) (to be codifi......