Enforcement activities

CurrencyCurrent through May 31, 2023
Citation 17 C.F.R. §202.5
    • This document is available in original version only for vLex customers

      View this document and try vLex for 7 days
    • TRY VLEX
1 cases
  • Sec. & Exch. Comm'n v. Catledge, Civil No. 2:12-cv-00887-JCM-RJJ
    • United States
    • U.S. District Court — District of Nevada
    • 5 d5 Outubro d5 2012
    ...to consent to a judgment or order that imposes a sanction while denying the allegation in the complaint or order for proceedings." 17 C.F.R. § 202.5. In compliance with this policy, Defendant agrees: (i) not to take any action or to make or permit to be made any public statement denying, di......

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT