17 CFR 166.5 - Dispute settlement procedures
| Cite as | 17 CFR 166.5 |
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15 practice notes
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Arbitration Agreements
...withdrew its arbitration provision. \110\ Arbitration or Other Dispute Settlement Procedures, 41 FR 42942, 42946 (Sept. 29, 1976); 17 CFR 166.5(b). \111\ See Kenneth Harney, Fannie Follows Freddie in Banning Mandatory Arbitration, Wash. Post., Oct. 9, 2004, available at Since 1975, FTC regu......
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Intl Fcstone Fin. Inc. v. Jacobson, Nos. 19-2111
..."accounts, agreements ... and transactions involving ... contracts of sale of a commodity for future delivery"). FCStone pointed to 17 C.F.R. § 166.5 and reasoned that the CFTC adopted that provision to govern arbitration agreements over CFTC-regulated disputes. See 17 C.F.R. § 166.5(b) – (......
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Behrens v. JPMorgan Chase Bank, 16-cv-5508 (VSB)
...2012 WL 3930647, at *7 (S.D.N.Y. Aug. 30, 2012). Furthermore, Plaintiffs seek to invalidate the arbitration provisions pursuant to 17 C.F.R. § 166.5. However, that statute applies only to a “Commission registrant”-a person registered under the CEA as a futures commission merchant, retail fo......
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Retail Foreign Exchange Transactions (Regulation NN)
...similar to the final rule adopted by the FDIC. --------------------------------------------------------------------------- \36\ See 17 CFR 166.5. The CFTC's regulation permits predispute dispute settlement agreements with a customer with certain restrictions such as that signing the agreeme......
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7 cases
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Intl Fcstone Fin. Inc. v. Jacobson, Nos. 19-2111
..."accounts, agreements ... and transactions involving ... contracts of sale of a commodity for future delivery"). FCStone pointed to 17 C.F.R. § 166.5 and reasoned that the CFTC adopted that provision to govern arbitration agreements over CFTC-regulated disputes. See 17 C.F.R. § 166.5(b) – (......
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Behrens v. JPMorgan Chase Bank, 16-cv-5508 (VSB)
...2012 WL 3930647, at *7 (S.D.N.Y. Aug. 30, 2012). Furthermore, Plaintiffs seek to invalidate the arbitration provisions pursuant to 17 C.F.R. § 166.5. However, that statute applies only to a “Commission registrant”-a person registered under the CEA as a futures commission merchant, retail fo......
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P'ship v. Cargill Inc., No. 11–2289.
...unenforceable and of no effect” because “Cargill was required to provide the required pre-dispute arbitration disclosures pursuant to 17 C.F.R. § 166.5.” (Am. Compl. ¶¶ 27, 25.) If a contract is subject to the requirements of the CEA, compliance with 17 C.F.R. § 166.5 is a question to be de......
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Behrens v. JPMorgan Chase Bank N.A., No. 16-cv-5508 (VSB)
...2012 WL 3930647, at *7 (S.D.N.Y. Aug. 30, 2012). Furthermore, Plaintiffs seek to invalidate the arbitration provisions pursuant to 17 C.F.R. § 166.5. However, that statute applies only to a "Commission registrant"—a person registered under the CEA as a futures commission merchant, retail fo......
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2 firm's commentaries
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CFPB Releases Long-Awaited Proposal On Pre-Dispute Arbitration Agreements
...to providers of other consumer financial products or services (such as servicers or debt collectors) in connection with the same loan. 17 C.F.R. § 166.5. This means that the customer receives a specified disclosure before being asked to sign the pre-dispute arbitration agreement, is not req......
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CFPB Releases Long-Awaited Proposal on Pre-Dispute Arbitration Agreements
...providers of other consumer financial products or services (such as servicers or debt collectors) in connection with the same loan. 13 17 C.F.R. § 166.5. 14 This means that the customer receives a specified disclosure before being asked to sign the pre-dispute arbitration agreement, is not ......