31 CFR 1026.100 - Definitions

Cite as31 CFR 1026.100
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4 practice notes
  • Bankruptcy Regulations
    • United States
    • Commodity Futures Trading Commission
    • Invalid date
    ...that the futures commission merchant acquires through any acquisition, merger, purchase of assets, or assumption of liabilities.'' 31 CFR 1026.100(a)(2)(i). Thus, transferred accounts are not subject to the CIP However, the Customer Due Diligence (``CDD'') requirements of 31 CFR 1026.210(b)......
  • FinCEN Requires Financial Institutions to Obtain Beneficial Ownership
    • United States
    • JD Supra United States
    • June 1, 2016
    ...(31 CFR §1020.100(a) for banks, 31 CFR §1023.100(a) for brokers or dealers in securities, 31 CFR §1024.100(a) for mutual funds, and 31 CFR §1026.100(a) for FCMs or IBCs). 10 31 CFR §1010.230(a). 11 31 CFR §1010230(b). Identification of Beneficial Owners and Certifications—31 CFR §1010.230(b......
  • Submission for OMB Review; Comment Request
    • United States
    • Federal Register October 30, 2015
    • October 30, 2015
    ...are required to develop and maintain a customer identification program. A copy of the program must be maintained for five years. See 31 CFR 1026.100 and 31 CFR Affected Public: Private Sector: Businesses or other for-profits. Estimated Annual Burden Hours: 14,608. Dated: October 27, 2015. D......
  • Submission for OMB Review; Comment Request
    • United States
    • Federal Register August 23, 2012
    • August 23, 2012
    ...are required to develop and maintain a customer identification program. A copy of the program must be maintained for five years. See 31 CFR 1026.100 and 31 CFR Affected Public: Private Sector: Businesses or other for-profits. Estimated Total Burden Hours: 20,478. Dawn D. Wolfgang, Treasury ......
1 firm's commentaries
  • FinCEN Requires Financial Institutions to Obtain Beneficial Ownership
    • United States
    • JD Supra United States
    • June 1, 2016
    ...(31 CFR §1020.100(a) for banks, 31 CFR §1023.100(a) for brokers or dealers in securities, 31 CFR §1024.100(a) for mutual funds, and 31 CFR §1026.100(a) for FCMs or IBCs). 10 31 CFR §1010.230(a). 11 31 CFR §1010230(b). Identification of Beneficial Owners and Certifications—31 CFR §1010.230(b......

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