31 CFR 1024.220 - Customer identification programs for mutual funds

Cite as31 CFR 1024.220
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16 practice notes
  • Introduction to the Unified Agenda of Federal Regulatory and Deregulatory Actions
    • United States
    • Federal Register January 08, 2013
    • January 8, 2013
    ...merchants and introducing brokers in commodities (31 CFR 1026.220); various depository institutions (31 CFR 1020.220); mutual funds (31 CFR 1024.220); securities broker-dealers (31 CFR 1023.220); report of international transportation of currency and monetary instruments (31 CFR 1010.340); ......
  • Customer Due Diligence Requirements for Financial Institutions
    • United States
    • Federal Register May 11, 2016
    • May 11, 2016
    ...\78\ --------------------------------------------------------------------------- \78\ 31 CFR 1020.220(a)(1); 31 CFR 1023.220(a)(1); 31 CFR 1024.220(a)(1); 31 CFR Section 1010.230(g) New account. See discussion above under ``Identification and Verification.'' Section 1010.230(h) Exemptions. ......
  • Customer Due Diligence Requirements for Financial Institutions
    • United States
    • Federal Register August 04, 2014
    • August 4, 2014
    ...\20\ 31 CFR 1020.220 (Banks); 31 CFR 1023.220 (Broker-Dealers); 31 CFR 1024.220 (Mutual Funds); 31 CFR 1026.220 (Futures Commission Merchants and Introducing Brokers in In addition to input from covered financial institutions, FinCEN sought and received comments on the ANPRM from financial ......
  • Konvalinka v. Fuller, No. E2017-00493-COA-R3-CV
    • United States
    • Court of Appeals of Tennessee
    • May 31, 2019
    ...only specific types of financial institutions, such as banks, are required to implement these programs. See 31 C.F.R. §§ 1020.220, 1026.220, 1024.220; see generally 31 C.F.R. § 1010.100(t) (defining financial institutions). 7. In his appellate brief, Mr. Konvalinka belatedly attempted to id......
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1 cases
  • Konvalinka v. Fuller, No. E2017-00493-COA-R3-CV
    • United States
    • Court of Appeals of Tennessee
    • May 31, 2019
    ...only specific types of financial institutions, such as banks, are required to implement these programs. See 31 C.F.R. §§ 1020.220, 1026.220, 1024.220; see generally 31 C.F.R. § 1010.100(t) (defining financial institutions). 7. In his appellate brief, Mr. Konvalinka belatedly attempted to id......
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