17 C.F.R. §242.102 - Activities by issuers and selling security holders during a distribution

Cite as17 C.F.R. §242.102
    • This document is available in original version only for vLex customers

      View this document and try vLex for 7 days
    • TRY VLEX
1 cases
  • In re Initial Public Offering Antitrust Litigation, 01 Civ.2014(WHP), 01 Civ.11420(WHP).
    • United States
    • United States District Courts. 2nd Circuit. United States District Courts. 2nd Circuit. Southern District of New York
    • 3 November 2003
    ...principal by the person making such offer or solicitation" from restrictions on distribution participants during restricted period); 17 C.F.R. § 242.102(b)(5) (exempting "[o]ffers to sell or the solicitation of offers to buy the securities being distributed" from restrictions on activities ......
1 firm's commentaries
1 books & journal articles
  • Crypto Assets and Insider Trading Law's Domain
    • United States
    • Iowa Law Review No. 105-1, November 2019
    • 1 November 2019
    ...with the SEC. 243. Mutual funds are normally prohibited from redeeming shares except through the familiar end-of-day/NAV process. 17 C.F.R. § 242.102 (2012). However, an exception permits redemptions by tender offer. Id. § 242.102(b)(2). 244. Clair E. Pagnano et al., K&L Gates LLP, PowerPoi......

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT