Activities by issuers and selling security holders during a distribution

CurrencyCurrent through May 31, 2023
Citation 17 C.F.R. §242.102

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1 books & journal articles
  • Crypto Assets and Insider Trading Law's Domain
    • United States
    • Iowa Law Review No. 105-1, November 2019
    • November 1, 2019
    ...with the SEC. 243. Mutual funds are normally prohibited from redeeming shares except through the familiar end-of-day/NAV process. 17 C.F.R. § 242.102 (2012). However, an exception permits redemptions by tender offer. Id. § 242.102(b)(2). 244. Clair E. Pagnano et al., K&L Gates LLP, Powe......