17 CFR 279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

Code of Federal Regulations - Title 17: Commodity and Securities Exchanges

Updated to: April 01, 2011

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Title 17: Commodity and Securities Exchanges

CHAPTER II: SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 279: FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

This form shall be filed pursuant to Rule 203-1 (? 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (? 275.204-1 of this chapter).

[44 FR 21008, Apr. 9, 1979]

Editorial Note:

For Federal Register citations affecting Form ADV, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at at www.fdsys.gov.