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Title 17: Commodity and Securities Exchanges
CHAPTER I: COMMODITY FUTURES TRADING COMMISSION
PART 41: SECURITY FUTURES PRODUCTS
Subpart D: Notice-Designated Contract Markets in Security Futures Products
41.34 - Exempt Provisions.
Any board of trade notice-designated as a contract market in security futures products pursuant to ? 41.31 also shall be exempt from:
(a) The following provisions of the Act, pursuant to section 5f(b)(1) of the Act:
(1) Section 4(c)(c);
(2) Section 4(c)(e);
(3) Section 4(c)(g);
(4) Section 4j;
(5) Section 5;
(6) Section 5c;
(7) Section 6a;
(8) Section 8(d);
(9) Section 9(f);
(10) Section 16 and;
(b) The following provisions, pursuant to section 5f(b)(4) of the Act:
(1) Section 6(a);
(2) Part 38 of this chapter;
(3) Part 40 of this chapter; and
(4) Section 41.27.
[67 FR 11229, Mar. 13, 2002]
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