17 CFR 300.500 - General.

Code of Federal Regulations - Title 17: Commodity and Securities Exchanges

Updated to: April 01, 2011

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Title 17: Commodity and Securities Exchanges

CHAPTER II: SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

: Schedule A to Part 285

PART 300: RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

: Rules Relating to Satisfaction of A ?claim for Cash? Or A ?claim for Securities?

300.500 - General.

These rules will be applied in determining whether a securities transaction gives rise to a ?claim for cash? or a ?claim for securities? on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as ?the Act?) or a direct payment procedure pursuant to section 10 of the Act.