17 CFR 240.16a-13 - Change in form of beneficial ownership.
Code of Federal Regulations - Title 17: Commodity and Securities Exchanges (December 2005)
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TITLE 17 - COMMODITY AND SECURITIES EXCHANGES
CHAPTER II - SECURITIES AND EXCHANGE COMMISSION
PART 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
240.16a - 13 - Change in form of beneficial ownership.
A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.
[61 FR 30393, June 14, 1996]
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