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TITLE 17 - COMMODITY AND SECURITIES EXCHANGES
CHAPTER II - SECURITIES AND EXCHANGE COMMISSION
PART 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
subpart a - RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934
240.3b - 1 - Definition of “listed”.
The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.
(Sec. 3, 48 Stat. 884; 15 U.S.C. 78c) [13 FR 8179, Dec. 22, 1948]
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