17 CFR 260.7a-2 - Powers of agent for service named in application.

Code of Federal Regulations - Title 17: Commodity and Securities Exchanges (2005)

Linked as:

Text


TITLE 17 - COMMODITY AND SECURITIES EXCHANGES

CHAPTER II - SECURITIES AND EXCHANGE COMMISSION

PART 260 - GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939

260.7a - 2 - Powers of agent for service named in application.

Every applicant shall be deemed, in the absence of a statement to the contrary, to confer upon the agent for service the following powers: (a) A power to amend the application for qualification by altering the date of the proposed offering of the indenture securities.

  (b) A power to make application pursuant to 260.7 for the Commission's consent to the filing of an amendment.

  (c) A power to withdraw the application for qualification or any amendment thereto.

  (d) A power to consent to the entry of an order under section 8(b) of the Securities Act of 1933 (48 Stat. 79; 15 U.S.C. 77l), waiving notice and hearing, such order being entered without prejudice to the right of the applicant thereafter to have the order vacated upon a showing to the Commission that the application for qualification, as amended, is no longer incomplete or inaccurate on its face in any material respect.


ver las páginas en versión mobile | web

ver las páginas en versión mobile | web

© Copyright 2013, vLex. All Rights Reserved.

Contents in vLex United States

Explore vLex

For Professionals

For Partners

Company