17 CFR 14.1 - Scope.

Text


Title 17: Commodity and Securities Exchanges

CHAPTER I: COMMODITY FUTURES TRADING COMMISSION

PART 14: RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

14.1 - Scope.

The rules of this part describe the circumstances under which persons may be denied, either temporarily or permanently, the privilege of appearing or practicing before the Commission as an attorney or accountant. An attorney may also be excluded from further participation in a particular adjudicatory proceeding in accordance with the provisions of ? 10.11(b) of this chapter or from further participation in a particular investigatory proceeding in accordance with the provisions of ? 11.7(c)(2) of this chapter.

Sponsored links




ver las páginas en versión mobile | web

ver las páginas en versión mobile | web

© Copyright 2012, vLex. All Rights Reserved.

Contents in vLex United States

Explore vLex

For Professionals

For Partners

Company