Table of Contents

CHAPTER I: COMMODITY FUTURES TRADING COMMISSION

PART 1: GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT


: Miscellaneous


17 CFR 1.45 -

17 CFR 1.61 -

PART 10: RULES OF PRACTICE


Subpart A: General Provisions


17 CFR 10.1 - Scope and applicability of rules of practice.

17 CFR 10.10 - Ex parte communications.

17 CFR 10.11 - Appearance in adjudicatory proceedings.

17 CFR 10.12 - Service and filing of documents; form and execution.

17 CFR 10.2 - Definitions.

17 CFR 10.3 - Suspension, amendment, revocation and waiver of rules.

17 CFR 10.4 - Business address; hours.

17 CFR 10.5 - Computation of time.

17 CFR 10.6 - Changes in time permitted for filing.

17 CFR 10.7 - Date of entry of orders.

17 CFR 10.8 - Presiding officers.

17 CFR 10.9 - Separation of functions.

Subpart B: Institution of Adjudica- tory Proceedings; Pleadings; Motions


17 CFR 10.21 - Commencement of the proceeding.

17 CFR 10.22 - Complaint and notice of hearing.

17 CFR 10.23 - Answer.

17 CFR 10.24 - Amendments and supplemental pleadings.

17 CFR 10.25 - Form of pleadings.

17 CFR 10.26 - Motions and other papers.

Subpart C: Parties and Limited Participation


17 CFR 10.31 - Parties.

17 CFR 10.32 - Substitution of parties.

17 CFR 10.33 - Intervention as a party.

17 CFR 10.34 - Limited participation.

17 CFR 10.35 - Permission to state views.

17 CFR 10.36 - Commission review of rulings.

Subpart D: Prehearing Procedures; Prehearing Conferences; Discovery; Depositions


17 CFR 10.41 - Prehearing conferences; procedural matters.

17 CFR 10.42 - Discovery.

17 CFR 10.43 - Stipulations.

17 CFR 10.44 - Depositions and interrogatories.

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