13 CFR - Code of Federal Regulations - Title 13: Business Credit and Assistance

CHAPTER I: SMALL BUSINESS ADMINISTRATION

PART 107: SMALL BUSINESS INVESTMENT COMPANIES

Subpart I: SBA Financial Assistance for Licensees (Leverage)

13 CFR 107.1710 - SBA authority to collect or compromise its claims.

13 CFR 107.1130 - Leverage fees and additional charges payable by Licensee.

13 CFR 107.1585 - Exchange of Debentures for Participating Securities.

13 CFR 107.1530 - How a Licensee computes SBA's Profit Participation.

13 CFR 107.1520 - How a Licensee computes and allocates Prioritized Payments to SBA.

13 CFR 107.1420 - Articles requirements for 4 percent Preferred Securities.

13 CFR 107.1170 - Maximum amount of Participating Securities for any Licensee.

13 CFR 107.1630 - SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.

13 CFR 107.1570 - Distributions by Licensee—optional Distribution to private investors and SBA.

13 CFR 107.1500 - General description of Participating Securities.

13 CFR 107.1230 - Draw-downs by Licensee under SBA's Leverage commitment.

13 CFR 107.1140 - Licensee's acceptance of SBA remedies under §§ 107.1800 through 107.1820.

13 CFR 107.1720 - Characteristics of SBA's guarantee.

13 CFR 107.1600 - SBA authority to issue and guarantee Trust Certificates.

13 CFR 107.1540 - Distributions by Licensee—Prioritized Payments and Adjustments.

13 CFR 107.1430 - Redeeming 4 percent Preferred Securities with proceeds of non-subsidized Debentures.

13 CFR 107.1200 - SBA's Leverage commitment to a Licensee—application procedure, amount, and term.

13 CFR 107.1640 - SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.

13 CFR 107.1100 - Types of Leverage and application procedures.

13 CFR 107.1575 - Distributions on other than Payment Dates.

13 CFR 107.1505 - Liquidity requirements for Licensees issuing Participating Securities.

13 CFR 107.1400 - Dividends or partnership distributions on 4 percent Preferred Securities.

13 CFR 107.1150 - Maximum amount of Leverage for a Section 301(c) Licensee.

13 CFR 107.1610 - Effect of prepayment or early redemption of Leverage on a Trust Certificate.

13 CFR 107.1550 - Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.

13 CFR 107.1440 - Three percent preferred stock issued before November 21, 1989.

13 CFR 107.1210 - Payment of leverage fee upon receipt of commitment.

13 CFR 107.1700 - Transfer by SBA of its interest in Licensee's Leverage security.

13 CFR 107.1120 - General eligibility requirements for Leverage.

13 CFR 107.1580 - Special rules for In-Kind Distributions by Licensees.