13 CFR - Code of Federal Regulations - Title 13: Business Credit and Assistance

CHAPTER I: SMALL BUSINESS ADMINISTRATION

PART 107: SMALL BUSINESS INVESTMENT COMPANIES

Subpart G: Financing of Small Businesses by Licensees

13 CFR 107.800 - Financings in the form of Equity Securities.

13 CFR 107.810 - Financings in the form of Loans.

13 CFR 107.815 - Financings in the form of Debt Securities.

13 CFR 107.820 - Financings in the form of guarantees.

13 CFR 107.825 - Purchasing securities from an underwriter or other third party.

13 CFR 107.830 - Minimum duration/term of financing.

13 CFR 107.835 - Exceptions to minimum duration/term of Financing.

13 CFR 107.840 - Maximum term of Financing.

13 CFR 107.845 - Maximum rate of amortization on Loans and Debt Securities.

13 CFR 107.850 - Restrictions on redemption of Equity Securities.

13 CFR 107.855 - Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).

13 CFR 107.860 - Financing fees and expense reimbursements a Licensee may receive from a Small Business.

13 CFR 107.865 - Control of a Small Business by a Licensee.

13 CFR 107.880 - Assets acquired in liquidation of Portfolio securities.

13 CFR 107.885 - Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.

13 CFR 107.900 - Management fees for services provided to a Small Business by Licensee or its Associate.

Subpart H: Non-leveraged Licensees-Exceptions to Regulations

13 CFR 107.1000 - Licensees without Leverage—exceptions to the regulations.

Subpart I: SBA Financial Assistance for Licensees (Leverage)

13 CFR 107.1100 - Types of Leverage and application procedures.

13 CFR 107.1120 - General eligibility requirements for Leverage.

13 CFR 107.1130 - Leverage fees and additional charges payable by Licensee.

13 CFR 107.1140 - Licensee's acceptance of SBA remedies under §§ 107.1800 through 107.1820.

13 CFR 107.1150 - Maximum amount of Leverage for a Section 301(c) Licensee.

13 CFR 107.1160 - Maximum amount of Leverage for a Section 301(d) Licensee.

13 CFR 107.1170 - Maximum amount of Participating Securities for any Licensee.

13 CFR 107.1200 - SBA's Leverage commitment to a Licensee—application procedure, amount, and term.

13 CFR 107.1210 - Payment of leverage fee upon receipt of commitment.

13 CFR 107.1220 - Requirement for Licensee to file quarterly financial statements.

13 CFR 107.1230 - Draw-downs by Licensee under SBA's Leverage commitment.

13 CFR 107.1400 - Dividends or partnership distributions on 4 percent Preferred Securities.

13 CFR 107.1410 - Requirement to redeem 4 percent Preferred Securities.